JY
Jia Yin
WOLVERINE TRADING
Chicago, IL 60604
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CRD#: 5450453
JY
Professional summary
Jia Yin is a registered financial professional currently at WOLVERINE TRADING, LLC located in Chicago, Illinois.
Jia is registered as a RR (Registered Representative) and started their career in finance in 2008. Jia has worked at 2 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jia Yin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2016 - Present
WOLVERINE TRADING, LLC
Office #1: 175 W Jackson Suite 200, Chicago, IL 60604BD
CRD#: 36848
Chicago, IL
Past
July 31, 2008 - June 15, 2015
JUMP TRADING, LLC
BD
CRD#: 106124
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
WT
WOLVERINE TRADING, LLC
WOLVERINE TRADING, L.P. | WOLVERINE TRADING, LLC
CRD#: 36848 / SEC#: , 8-47484
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
175 W Jackson Suite 200, Chicago, IL 60604
Mailing Address
175 W Jackson Suite 200, Chicago, IL 60604
Phone number
(312) 884-4000
Established
Illinois since 09/14/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOLVERINE HOLDINGS, L.P. | MANAGING MEMBER | |
| BELLICK, ROBERT ROSS | MANAGING DIRECTOR | 1715715 |
| CAVICKE, DAVID | CHIEF LEGAL OFFICER | 6027073 |
| GUST, CHRISTOPHER LAZARUS | MANAGING DIRECTOR | 2311366 |
| HENSCHEL, ERIC JONATHAN | MANAGING DIRECTOR | 3237017 |
| KULA, JUDITH MARIE | SERIES 27 FINANCIAL & OPERATIONS PRINCIPAL | |
| MCMAHON, CASEY JAMES | CHIEF COMPLIANCE OFFICER | 6117524 |
Disclosures
| Regulatory Event | 63 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
