Beth A. Johnson

WORTH ASSET MANAGEMENT

Dallas, TX 75248

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CRD#: 5449450

Professional summary

Beth Ann Johnson, who also goes by Beth Ann Tidwell, is a registered financial advisor currently at WORTH ASSET MANAGEMENT located in Dallas, Texas.

Beth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Beth has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Beth Ann Tidwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Worth Asset Management Investment Advisor 90% of time, during trading hours base salary, plus fees earned BETH ANN JOHNSON - INDEPENDENT INSURANCE AGENT INVESTMENT RELATED 6524 MYRTLE BEACH DR PLANO TX 75093 MARKETING AND SALES OF TRADITIONAL AND VARIABLE INSURANCE AND ANNUITIES TITLE: INDEPENDENT AGENT START DATE:2008 2 hours/month Marketing & Sales of traditional insurance products Johnson Rental Properties Non-Investment related 6524 Myrtle Beach Dr Plano TX 75093 Residential, Condo & Town Home rental Position: Joint Owner Start Date: April 2014 1 hour/month Duties: Manage properties Tidwell Family LLC Non-Investment Related 516 CR 21 Lamesa TX 79331 Pipeline Space Trading Financial Partner Start Date: February 1, 2020 1 hour/month No duties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beth Ann Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2020 - Present

WORTH ASSET MANAGEMENT

Office #1: 16660 Dallas Parkway Suite 2200, Dallas, TX 75248

RIA

CRD#: 166970

Dallas, TX

Past

March 20, 2020 - May 12, 2022

WORTH FINANCIAL GROUP INC.

CRD#: 13478

DALLAS, TX

Past

May 11, 2018 - August 15, 2019

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

Frisco, TX

Past

May 11, 2018 - August 15, 2019

RBC CAPITAL MARKETS, LLC

CRD#: 31194

Frisco, TX

Past

July 29, 2011 - May 14, 2018

MORGAN STANLEY

RIA

CRD#: 149777

PLANO, TX

Past

July 29, 2011 - May 14, 2018

MORGAN STANLEY

CRD#: 149777

PLANO, TX

Past

March 28, 2008 - August 1, 2011

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DALLAS, TX

Past

February 15, 2008 - August 1, 2011

EQUITABLE ADVISORS, LLC

CRD#: 6627

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORTH ASSET MANAGEMENT

WORTH ASSET MANAGEMENT | WORTH ASSET MANAGEMENT, LLC

CRD#: 166970 / SEC#: 801-122206

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

Texas

Registered Investment Advisory firm - (11/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2008

General Securities Representative Examination

Current Firm

WORTH ASSET MANAGEMENT

WORTH ASSET MANAGEMENT | WORTH ASSET MANAGEMENT, LLC

CRD#: 166970 / SEC#: 801-122206

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

Texas

Registered Investment Advisory firm - (11/11/2021 Terminated)

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Contact information

Main Address

16660 Dallas Parkway Suite 1000, Dallas, TX 75248-2612

Mailing Address

Phone number

(469) 257-5074

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FEB 2022 (2/12/2025)

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 270,009,431

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Beth A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beth Ann Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORTH FINANCIAL GROUP INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

MORGAN STANLEY

MORGAN STANLEY

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

WORTH ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/14/2008

Current Firm

WORTH ASSET MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WORTH ASSET MANAGEMENT

TRUST BUT VERIFY

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