Elois L. Joseph
Professional summary
Elois L'keksha Joseph, who also goes by Elois L'keksha Joseph, Elois L. Joseph, Elois Lkeksha Joseph, Elois Joseph, Elois L'keksha Sprolls, Elois Sprolls, is a registered financial professional currently at PENSERRA SECURITIES, LLC located in Chicago, Illinois.
Elois is registered as a RR (Registered Representative) and started their career in finance in 2008. Elois has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elois L'keksha Joseph's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2023 - Present
PENSERRA SECURITIES, LLC
Office #1: 425 South Financial Place Suite 3410, Chicago, IL 60605August 21, 2020 - March 9, 2021
EQUITABLE ADVISORS, LLC
January 31, 2019 - August 17, 2020
J.P. MORGAN SECURITIES LLC
July 13, 2011 - December 12, 2013
CTC XS, LLC
May 13, 2008 - February 21, 2017
CTC, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2023)
(8/14/2023)
Exams
Series 7TO
Date: 7/6/2023
General Securities Representative ExaminationFINRA
Investors' Exchange LLC
NYSE Texas, Inc.
Nasdaq Stock Market
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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