Eduardo L. Levy-yeyati
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eduardo Luis Levy-yeyati, who also goes by Eduardo Levyyeyati, was a registered financial professional .
Eduardo is a previously registered financial professional and started their career in finance in 2007. Eduardo had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2014 - February 12, 2016
ACGM, INC.
December 13, 2007 - October 15, 2010
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
ACGM, INC.
CRD#: 29705 / SEC#: , 8-44376
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
