Robert Jean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jean II was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2009. Robert had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2019 - September 10, 2019
REID & RUDIGER LLC
March 5, 2018 - May 31, 2018
WORDEN CAPITAL MANAGEMENT LLC
May 5, 2017 - March 23, 2018
JOSEPH STONE CAPITAL L.L.C.
December 7, 2016 - January 9, 2017
MSI FINANCIAL SERVICES, INC.
March 18, 2014 - October 16, 2015
AEGIS CAPITAL CORP.
July 9, 2013 - March 24, 2014
GLOBAL ARENA CAPITAL CORP
December 9, 2011 - July 9, 2013
WOODSTOCK FINANCIAL GROUP, INC.
July 27, 2009 - December 15, 2011
FIRST MIDWEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REID & RUDIGER LLC
CRD#: 47263 / SEC#: , 8-51721
Contact information
FINRA licenses (48 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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