JK
Jeffrey A. Kerman
PREMIER WEALTH ADVISORS
New York, NY 10018
Some features on this profile are disabled
CRD#: 5448928
JK
Professional summary
Jeffrey Alan Kerman, who also goes by Jeffrey Kerman, is a registered financial advisor currently at PREMIER WEALTH ADVISORS, LLC located in New York, New York.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jeffrey has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Kerman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) N/A (SOLE PROPRIETOR) - NOT INVESTMENT-RELATED - 14 E. 60TH ST. SUITE 402, NEW YORK, NY 10022 - LAW PRACTICE - LICENSED ATTORNEY - 7/22/07 - 4 HRS/MONTH - 2 HRS/MONTH DURING TRADING HOURS - PROVIDE TAX LAW, ESTATE PLANNING, ASSET PROTECTION, AND ELDER LAW SERVICES.
2) N/A (SOLE PROPRIETOR) - INVESTMENT-RELATED - 14 E. 60TH ST. SUITE 402, NEW YORK, NY 10022 - INSURANCE - INDEPENDENT LICENSED INSURANCE AGENT - 5/7/11 - 8 HRS/MONTH - 8 HRS/MONTH DURING TRADING HOURS - RECOMMEND PURCHASE OF INSURANCE PRODUCTS.
3) ID360 LLC - NOT INVESTMENT-RELATED - 101 TYRELLAN AVE., STATEN ISLAND, NY 10309 - CONSULTING - CONSULTANT - 8/1/16 - 4 HRS/MONTH - 4 HRS/MONTH DURING TRADING HOURS - PROVIDE CONSULTING SERVICES RELATED TO IDENTITY THEFT PROTECTION AND RISK-REDUCTION.
4) WEALTH PARTNERS ADVISORS, LLC - INVESTMENT-RELATED - 14 E. 60TH ST. SUITE 402, NEW YORK, NY 10022 - MANAGEMENT COMPANY - OWNER - 7/15/14 - 140 HRS/MONTH - 120 HRS/MONTH DURING TRADING HOURS - PROVIDE FINANCIAL SERVICES THROUGH SEPARATE BROKER-DEALER AND REGISTERED INVESTMENT ADVISER.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Alan Kerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2016 - Present
PREMIER WEALTH ADVISORS, LLC
Office #1: 1411 Broadway 16th Floor, New York, NY 10018RIA
CRD#: 120358
New York, NY
Past
September 8, 2022 - November 22, 2024
CETERA ADVISORS LLC
BD
CRD#: 10299
NEW YORK, NY
Past
November 12, 2020 - November 22, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NEW YORK, NY
Past
May 21, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
New York, NY
Past
August 26, 2010 - June 26, 2014
WEALTH PARTNERS ADVISORS LLC
RIA
CRD#: 121408
NEW YORK, NY
Past
January 30, 2008 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
NEW YORK, NY
Past
November 15, 2007 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PREMIER WEALTH ADVISORS, LLC
PREMIER FINANCIAL ADVISORS, INC. | PREMIER WEALTH ADVISORS, LLC
CRD#: 120358 / SEC#: 801-78204
RIA
Registered Investment Advisory firm - (6/27/2013 Approved)New York
Registered Investment Advisory firm - (6/28/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(9/29/2016)
IAR
New York(8/31/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PREMIER WEALTH ADVISORS, LLC
PREMIER FINANCIAL ADVISORS, INC. | PREMIER WEALTH ADVISORS, LLC
CRD#: 120358 / SEC#: 801-78204
RIA
Registered Investment Advisory firm - (6/27/2013 Approved)New York
Registered Investment Advisory firm - (6/28/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1411 Broadway 16th Floor, New York, NY 10018
Mailing Address
Phone number
(212) 752-4343
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 754 |
| AUM (Assets Under Management) | $ 523,135,264 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/31/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
