Eric Geiger
FIFTH THIRD SECURITIES
Daytona Beach, FL 32114
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CRD#: 5448815
Professional summary
Eric Geiger, CFP®, who also goes by Eric Martin Geiger, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Daytona Beach, Florida.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Eric has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Martin Geiger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
rental property - Palm Coast FL 32137 - owner/landlord - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm -------------------------------------------------------- Trulaw Enterprises LLC - 10 Farraday Lane Palm Coast Fl 32137 - rental operator - owner - nominal hr/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
CRS (Client Relationship Summary) - RIA
Click below to view Eric Geiger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Geiger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 8, 2020 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 1030 W. International Speedway, Daytona Beach, FL 32114Office #2: 5100 Clyde Morris Blvd, Port Orange, FL 32127Office #3: 4 North Beach St, Ormond Beach, FL 32174Office #4: 900 N. Spring Garden Ave., Deland, FL 32720Office #5: 2730 Elkcam Blvd, Deltona, FL 32738Office #6: 109 Bernini Way, Sanford, FL 32771Office #7: 3035 W New Haven Avenue, Melbourne, FL 32904Office #8: 7695 Stadium Parkway, Viera, FL 32940Office #9: 2015 Viera Blvd, Rockledge, FL 32955RIA
BD
CRD#: 628
Daytona Beach, FL
Current
April 7, 2020 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 1030 W. International Speedway, Daytona Beach, FL 32114Office #2: 5100 Clyde Morris Blvd, Port Orange, FL 32127Office #3: 4 North Beach St, Ormond Beach, FL 32174Office #4: 900 N. Spring Garden Ave., Deland, FL 32720Office #5: 2730 Elkcam Blvd, Deltona, FL 32738Office #6: 109 Bernini Way, Sanford, FL 32771Office #7: 3035 W New Haven Avenue, Melbourne, FL 32904Office #8: 7695 Stadium Parkway, Viera, FL 32940Office #9: 2015 Viera Blvd, Rockledge, FL 32955RIA
BD
CRD#: 628
Daytona Beach, FL
Past
October 24, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
PONTE VEDRA BEACH, FL
Past
October 24, 2016 - April 6, 2020
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
ORMOND BEACH, FL
Past
July 11, 2013 - April 6, 2020
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
PONTE VEDRA BEACH, FL
Past
January 16, 2008 - February 26, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
YULEE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/11/2023)
RR
Arizona(5/4/2020)
RR
California(4/7/2020)
RR
Colorado(4/30/2024)
RR
Connecticut(4/30/2024)
RR
Florida(4/7/2020)
IAR
Florida(4/8/2020)
RR
Georgia(5/4/2020)
RR
Illinois(4/30/2024)
RR
Indiana(5/4/2020)
RR
Kentucky(5/4/2020)
RR
Minnesota(4/30/2024)
RR
New Jersey(5/4/2020)
RR
New York(4/11/2023)
RR
North Carolina(5/4/2020)
RR
Ohio(5/4/2020)
RR
Pennsylvania(10/28/2020)
RR
Puerto Rico(4/30/2024)
RR
South Carolina(3/11/2021)
RR
Tennessee(5/4/2020)
RR
Texas(3/11/2021)
RR
Virginia(5/4/2020)
RR
Washington(5/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
