MP
Margo R. Porter-panfili
INVESTOR FAN
UPLAND, IN
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CRD#: 5448766
MP
Professional summary
Margo Ruth Porter-panfili, CFP®, who also goes by Margo Ruth Hartley, is a registered financial advisor currently at INVESTOR FAN located in Upland, Indiana.
Margo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Margo has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Margo Ruth Hartley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PANFILI FINANCIAL SERVICES, TAX ACCOUNTING AND PREPARATION SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Margo Ruth Porter-panfili's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
February 9, 2012 - Present
INVESTOR FAN
RIA
CRD#: 159301
UPLAND, IN
Past
May 28, 2008 - February 7, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
January 18, 2008 - February 7, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
PORT ORCHARD, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT
CRD#: 159301 / SEC#: 801-111660
RIA
Registered Investment Advisory firm - (9/11/2017 Approved)California
Registered Investment Advisory firm - (12/7/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(6/28/2023)
IAR
Washington(2/9/2012)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT
CRD#: 159301 / SEC#: 801-111660
RIA
Registered Investment Advisory firm - (9/11/2017 Approved)California
Registered Investment Advisory firm - (12/7/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Boise, ID
Mailing Address
Phone number
(425) 372-7517
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,515 |
| AUM (Assets Under Management) | $ 427,729,824 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
