Brittany L. Mcelroy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brittany Larraine Mcelroy, who also goes by Brittany L. Mcelroy, Brittany M Piper, was a registered financial professional .
Brittany is a previously registered financial professional and started their career in finance in 2008. Brittany had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2017 - August 17, 2017
TRUIST ADVISORY SERVICES, INC.
November 21, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
November 21, 2016 - April 17, 2017
TRUIST ADVISORY SERVICES, INC.
April 17, 2014 - August 17, 2017
TRUIST INVESTMENT SERVICES, INC.
April 7, 2014 - November 17, 2016
TRUIST INVESTMENT SERVICES, INC.
September 10, 2010 - June 12, 2012
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
August 2, 2010 - June 12, 2012
J.P. TURNER & COMPANY, L.L.C.
April 29, 2009 - May 12, 2010
EQUITABLE ADVISORS, LLC
April 23, 2009 - May 12, 2010
EQUITABLE ADVISORS, LLC
May 12, 2008 - March 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2008 - March 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
