Brian P. Romine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick Romine was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2008. Brian had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2018 - December 4, 2025
ADVISOR ALLIANCE LLC
July 30, 2015 - April 1, 2016
HFI WEALTH MANAGEMENT
February 17, 2011 - November 8, 2013
FOUNDERS FINANCIAL SECURITIES LLC
February 14, 2011 - November 8, 2013
FOUNDERS FINANCIAL SECURITIES LLC
August 21, 2008 - February 14, 2011
TRUSTEE EMPOWERMENT & PROTECTION, INC.
January 15, 2008 - February 14, 2011
CSSC BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ADVISOR ALLIANCE LLC
CRD#: 289813 / SEC#:
Contact information
Red Flags
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