Shannon C. Keough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shannon Collins Keough, who also goes by Shannon Noelle Collins Ms., Shannon Noelle Collins, was a registered financial professional .
Shannon is a previously registered financial professional and started their career in finance in 2007. Shannon had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2013 - July 6, 2015
CURIAN CAPITAL, LLC
December 10, 2007 - July 6, 2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
CURIAN CAPITAL, LLC
CRD#: 120270 / SEC#: 801-61122
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
