KO
Kathleen E. Owings
J. W. COLE ADVISORS
COLORADO SPRINGS, CO 80903
Some features on this profile are disabled
CRD#: 5447295
KO
Professional summary
Kathleen Elizabeth Owings, who also goes by Kathleen Owings, Kathleen Elizabeth Quinlan, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Colorado Springs, Colorado and J.W. COLE FINANCIAL, INC. located in Colorado Springs, Colorado.
Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kathleen has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kathleen Owings | Kathleen Elizabeth Quinlan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INDEPENDENT INSURANCE AGENT SELLING DISABILITY, LIFE/ACCIDENT/HEALTH 1HR/WK DURING SECURITIES TRADING HOURS & 0HRS/WKND & EVENINGS SINCE 07/2008 (2) OWNER OF RENTAL RESIDENTIAL PROPERTY IN COLORADO SPRINGS,CO FOR 0HRS/WK & 0HRS/WKND & EVENINGS SINCE 7/2011 (3) SERVE ON SERVICE ACADEMY NOMINATION BOARD - WASHINGTON DC - 1 SEC HR 1 NON SEC HR PER WEEK SINCE 12/2013 (4) WESTBILT FINANCIAL GROUP - DBA - FIXED INSURANCE AND FINANCIAL BUSINESS - 11/20/14 - INVESTMENT RELATED - 18 E. WILLAMETTE AVE COLORADO SPRINGS, CO 80903 - 160 HRS PER MONTH - 140 HRS DURING TRADING HRS (5) Kathleen Owings Book & Online Courses; not investment related; owner/author - start date 9/4/2020; 12651 Heather Oaks Court Colorado Springs CO 80921; work with an editor and publisher to complete the book & also work with someone to help design the online course, public speaking; 10 hours per month, 4 hours per month during trading. (6) Pikes Peak Library Foundation Board; Fundraising for the Library; Investment Related; P.O. Box 1579, Colorado Springs, CO 809001; Board Member (interim Vice President and Secretary) ; I am on the finance committee and we oversee the RIA who manages the money for the foundation; Start 1/1/25; 1 hour/month during trading. (7) National Association of Insurance and Financial Advisors (NAIFA) Trustee; Not investment related; 18 E Willamette Avenue, Colorado Springs, CO 80903; National Trustee; Trustee; Start 1/1/2026; 2 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Elizabeth Owings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2014 - Present
J. W. COLE ADVISORS, INC.
Office #1: 18 E Williamette Ave, Colorado Springs, CO 80903RIA
CRD#: 112294
COLORADO SPRINGS, CO
Current
December 1, 2014 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 18 E. Willamette Ave., Colorado Springs, CO 80903BD
CRD#: 124583
Colorado Springs, CO
Past
December 23, 2008 - December 8, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
COLORADO SPRINGS, CO
Past
November 20, 2007 - December 8, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(12/1/2014)
RR
Arizona(12/1/2014)
RR
Arkansas(5/29/2015)
RR
California(4/17/2017)
RR
Colorado(12/1/2014)
IAR
Colorado(12/1/2014)
RR
Florida(1/2/2020)
RR
Illinois(12/1/2014)
RR
Iowa(1/15/2025)
RR
Kansas(1/3/2025)
RR
Massachusetts(12/1/2014)
RR
Minnesota(12/1/2014)
RR
Montana(12/1/2014)
RR
New York(1/19/2021)
RR
North Carolina(11/7/2024)
RR
Ohio(12/1/2014)
RR
Oregon(1/15/2025)
RR
South Carolina(5/18/2021)
RR
Texas(12/1/2014)
IAR
Texas(10/22/2025)
RR
Vermont(12/1/2014)
RR
Virginia(11/7/2024)
RR
Washington(1/3/2017)
RR
Wisconsin(12/1/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Colorado Springs, CO 80903TRUST BUT VERIFY
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