Andrew J. Centauro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew J Centauro III, who also goes by Andrew J Centauro, Andrew Joseph Centauro III, Andy J. Centauro III, Andy Joseph Centauro Iii, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2008. Andrew had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2016 - April 26, 2019
AMUNDI DISTRIBUTOR US, INC.
October 23, 2013 - January 21, 2016
BNY MELLON SECURITIES CORPORATION
June 1, 2009 - November 4, 2011
MORGAN STANLEY
June 1, 2009 - November 4, 2011
MORGAN STANLEY
July 31, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 1, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 25, 2008 - March 25, 2008
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMUNDI DISTRIBUTOR US, INC.
CRD#: 24497 / SEC#: , 8-41256
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
