Brandon C. Decapite
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 5447091
Professional summary
Brandon Charles Decapite, who also goes by Brandon C Decapite, Brandon Decapite, is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brandon has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Biography
Brandon holds a Series 7 (General Securities Representative Exam) and 66 (Uniform Investment Adviser - Combined State Laws Exam) license. His primary business role is assisting Matthew Conner with day-to-day business needs. He is a registered QuickBooks user and provides bookkeeping services for many of his clients. Outside of the office he enjoys golfing, traveling, and spending time with family.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon C Decapite | Brandon Decapite
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. EMC FINANCIAL PLANNING, INC.- EMPLOYED HERE AS ASSISTANT TO MATTHEW S. CONNER. MATTHEW IS THE REP WHO WORKS WITH FMN, I AM HIS ASSISTANT AND ON HIS PAYROLL. WE DO NOT USE FMN'S PAYROLL. I WORK 40 HOURS A WEEK FOR HIM. I AM A REGISTERED REP WITH FMN ON MY OWN AS WELL. 2.02/2017- CD PARTNERS DBA CDP- TAX PREPARATION & BOOKKEEPING- 10% TIME SPENT- MISSION VIEJO, CA - NOT INVESTMENT RELATED. 3. IRS Enrolled Agent-10% of time; Mission Viejo, CA, Not Investment Related 4.FMN Centerpointe West LLC- LLC created to purchase commercial real estate; minority owner- 5%
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Charles Decapite's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2025 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
March 1, 2010 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Past
November 7, 2007 - March 11, 2008
FINANCE 500, INC.
BD
CRD#: 12981
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/24/2025)
RR
California(9/7/2010)
IAR
California(1/22/2025)
RR
Florida(1/24/2025)
RR
Idaho(1/24/2025)
RR
Illinois(1/24/2025)
RR
Massachusetts(1/24/2025)
RR
North Carolina(1/24/2025)
RR
Oregon(1/24/2025)
RR
Texas(1/24/2025)
IAR
Texas(1/24/2025)
RR
Washington(1/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
