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Richard Osazuwa Omobogie

Richard O. Omobogie

ZUWA FINANCIAL LLC
Lewisville, TX 75056
Some features on this profile are disabled
CRD#: 5446288
Richard Osazuwa Omobogie

Professional summary

Richard Osazuwa Omobogie, CFP® is a registered financial advisor currently at ZUWA FINANCIAL LLC located in Lewisville, Texas.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Richard has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Richard Omobogie's currently employed as the owner/CEO of Zuwa Tax Consulting LLC. This activity accounts for 50% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Osazuwa Omobogie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

October 5, 2016 - Present

ZUWA FINANCIAL LLC

Office #1: 4400 State Hwy 121 Suite 300/#351, Lewisville, TX 75056
RIA
CRD#: 285050
Lewisville, TX
Past

July 23, 2015 - February 2, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
LEWISVILLE, TX
Past

August 26, 2014 - July 9, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
GRAND PRAIRIE, TX
Past

August 26, 2014 - July 9, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
GRAND PRAIRIE, TX
Past

December 4, 2012 - August 25, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
DALLAS, TX
Past

December 4, 2012 - August 25, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
DALLAS, TX
Past

August 3, 2011 - December 13, 2012

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
PLANO, TX
Past

July 25, 2011 - December 13, 2012

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
PLANO, TX
Past

October 7, 2010 - October 29, 2010

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
PLANO, TX
Past

October 7, 2010 - October 29, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
PLANO, TX
Past

March 13, 2008 - September 28, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
RICHARDSON, TX
Past

March 6, 2008 - September 28, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
RICHARDSON, TX
Past

November 7, 2007 - January 17, 2008

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
ADDISON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(10/5/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/12/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/12/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/2/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/5/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/5/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

ZF
ZUWA FINANCIAL LLC
ZUWA FINANCIAL LLC | ZUWA TAX CONSULTING LLC

CRD#: 285050 / SEC#:

Texas
Registered Investment Advisory firm - (10/5/2016 Approved)
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Contact information

Main Address
4400 State Hwy 121 Suite 300/#351, Lewisville, TX 75056
Mailing Address
Phone number
(972) 891-1831
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts20
AUM (Assets Under Management)$ 740,059

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZUWA FINANCIAL LLC

CRD#: 285050Lewisville, TX 75056

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