Peter J. Bartlett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter James Bartlett, who also goes by Peter James Bartlett Mr., Peter Bartlett, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2011. Peter had worked at 1 firm and has passed the Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2011 - March 21, 2013
GLOBAL FRONTERA MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 17
Date: 1/11/2011
Limited Registered Representative ExaminationCurrent Firm
GLOBAL FRONTERA MARKETS INC.
CRD#: 144634 / SEC#: , 8-67668
Contact information
FINRA licenses (13 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
