Luis A. Neely

KESTRA ADVISORY SERVICES

Florida, NY 10921

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CRD#: 5445868

Professional summary

Luis A Neely is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Florida, New York.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Luis has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis A Neely's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2024 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 59 N. Main St, Florida, NY 10921

RIA

CRD#: 283330

Florida, NY

Past

October 13, 2016 - December 10, 2024

MYLES WEALTH MANAGEMENT, LLC

RIA

CRD#: 169635

FLORIDA, NY

Past

June 24, 2016 - October 14, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW CITY, NY

Past

June 23, 2016 - October 14, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW CITY, NY

Past

March 18, 2016 - July 5, 2016

MYLES WEALTH MANAGEMENT, LLC

RIA

CRD#: 169635

FLORIDA, NY

Past

May 30, 2014 - December 31, 2014

MYLES WEALTH MANAGEMENT, LLC

RIA

CRD#: 169635

FLORIDA, NY

Past

May 27, 2014 - May 29, 2014

MYLES WEALTH MANAGEMENT, LLC

RIA

CRD#: 169635

NEW YORK, NY

Past

February 7, 2014 - July 6, 2016

SIGNATOR INVESTORS, INC.

CRD#: 468

FLORIDA, NY

Past

July 6, 2012 - February 10, 2014

KEY INVESTMENT SERVICES LLC

CRD#: 136300

WARWICK, NY

Past

May 4, 2011 - July 11, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MONROE, NY

Past

December 12, 2007 - July 11, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MONROE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/26/2024)

IAR

New York
(11/19/2024)

IAR

Texas
(11/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luis A. Neely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis A Neely's CRS (Customer Relationship Summary).

Certified licenses

Experience

MYLES WEALTH MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MYLES WEALTH MANAGEMENT, LLC

MYLES WEALTH MANAGEMENT, LLC

MYLES WEALTH MANAGEMENT, LLC

SIGNATOR INVESTORS, INC.

KEY INVESTMENT SERVICES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2011

Series 63

Date: 12/28/2007

SIE

Date: 10/14/2016

Series 7

Date: 2/17/2011

Series 6

Date: 12/11/2007

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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