Gary R. Marland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Raymond Marland, who also goes by Gary Marland, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2007. Gary had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2014 - October 31, 2014
CUSO FINANCIAL SERVICES, L.P.
January 17, 2014 - October 31, 2014
CUSO FINANCIAL SERVICES, L.P.
January 10, 2013 - January 16, 2014
LINCOLN INVESTMENT
January 10, 2013 - January 16, 2014
LINCOLN INVESTMENT
April 1, 2011 - May 16, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
April 1, 2011 - May 16, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
October 16, 2009 - February 9, 2011
MML INVESTORS SERVICES, LLC
May 15, 2009 - October 5, 2009
NYLIFE SECURITIES LLC
June 3, 2008 - May 13, 2009
TRUIST INVESTMENT SERVICES, INC.
June 3, 2008 - May 13, 2009
TRUIST INVESTMENT SERVICES, INC.
January 8, 2008 - May 28, 2008
EDWARD JONES
December 21, 2007 - May 28, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUSO FINANCIAL SERVICES, L.P.
CRD#: 42132 / SEC#: 801-60300, 8-49711
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,354 |
| AUM (Assets Under Management) | $ 5,378,345,125 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
