Anavel Gonzalez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anavel Gonzalez, who also goes by Anavel Valdez Gonzalez, Anavel Valdez, was a registered financial professional .
Anavel is a previously registered financial professional and started their career in finance in 2008. Anavel had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2014 - May 23, 2017
USAA FINANCIAL PLANNING SERVICES
June 25, 2014 - May 23, 2017
USAA FINANCIAL ADVISORS, INC.
May 21, 2009 - March 31, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 24, 2009 - March 31, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 4, 2008 - November 22, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
January 1, 2008 - November 22, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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