Hengameh Bashar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hengameh Bashar was a registered financial advisor .
Hengameh is a previously registered financial advisor and started their career in finance in 2008. Hengameh had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2010 - January 20, 2010
ESSEX NATIONAL SECURITIES, LLC
March 17, 2009 - October 15, 2009
EDWARD JONES
March 16, 2009 - October 15, 2009
EDWARD JONES
January 14, 2009 - February 20, 2009
WADDELL & REED
August 20, 2008 - February 20, 2009
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
