MS
Mark R. Shaurette
FUSION CAPITAL
NORTH CHARLESTON, SC
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CRD#: 5445586
MS
Mark Richard ShauretteFUSION CAPITAL
Professional summary
Mark Richard Shaurette is a registered financial advisor currently at FUSION CAPITAL, LLC located in North Charleston, South Carolina.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mark has worked at 3 firms and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
. 1. SC Financial LLC Non Investment Related 8804 Laurel Grove Lane, North Charleston, SC 29420. President/100% Owner Start date 2004 Number of hours per month devoted to business is 160 hours per month Number of hours per month devoted during securities trading hours is 160 hours per month. Duties are related to Tax Preparation and Accounting Services. 2. Circle Realty LLC Non Investment Related 8804 Laurel Grove Lane, North Charleston, SC 29420. President/100% Owner Start date 2006 Number of hours per month devoted to business is 1 hour per month Number of hours per month devoted during securities trading hours is 1 hour per month. Duties are related to Real Estate Broker. 3. Atlantic Solutions LLC Investment Related 8804 Laurel Grove Lane, North Charleston, SC 29420. President/100% Owner Start date 2011 Number of hours per month devoted to business is 10 hours per month Number of hours per month devoted during securities trading hours is 10 hours per month. Duties are related to Securities trading for myself. 4. SC Advisory Group LLC Non Investment Related 8804 Laurel Grove Lane, North Charleston, SC 29420. President/100% Owner Start date 2014. Entity created to receive income from Fusion Capital business.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Richard Shaurette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2015 - Present
FUSION CAPITAL, LLC
RIA
CRD#: 154726
NORTH CHARLESTON, SC
Past
October 3, 2014 - December 1, 2015
HYNES ADVISORY GROUP LLC
RIA
CRD#: 145731
NORTH CHARLESTON, SC
Past
November 29, 2007 - December 22, 2009
AMERICAN INVESTMENT SERVICES
RIA
CRD#: 144088
NORTH CHARLESTON, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FUSION CAPITAL, LLC
FUSION CAPITAL, LLC | OPTIMAL WEALTH STRATEGIES
CRD#: 154726 / SEC#: 801-110473
RIA
Registered Investment Advisory firm - (4/21/2017 Approved)Georgia
Registered Investment Advisory firm - (5/3/2017 Terminated)New York
Registered Investment Advisory firm - (4/26/2017 Terminated)North Carolina
Registered Investment Advisory firm - (4/26/2017 Terminated)South Carolina
Registered Investment Advisory firm - (4/26/2017 Terminated)Texas
Registered Investment Advisory firm - (12/31/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(11/16/2015)
Current Firm
FC
FUSION CAPITAL, LLC
FUSION CAPITAL, LLC | OPTIMAL WEALTH STRATEGIES
CRD#: 154726 / SEC#: 801-110473
RIA
Registered Investment Advisory firm - (4/21/2017 Approved)Georgia
Registered Investment Advisory firm - (5/3/2017 Terminated)New York
Registered Investment Advisory firm - (4/26/2017 Terminated)North Carolina
Registered Investment Advisory firm - (4/26/2017 Terminated)South Carolina
Registered Investment Advisory firm - (4/26/2017 Terminated)Texas
Registered Investment Advisory firm - (12/31/2015 Terminated)Loading...
Contact information
Main Address
1459 Stuart Engals Blvd Suite 301, Mt. Pleasant, SC 29464
Mailing Address
Phone number
(843) 972-0065
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,809 |
| AUM (Assets Under Management) | $ 405,416,172 |
Red Flags
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