Stephen A. Ratchford
Professional summary
Stephen Alexander Ratchford, who also goes by Stephen Ratchford, is a registered financial advisor currently at R5 CAPITAL MANAGEMENT located in Dallas, Texas.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Stephen has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Alexander Ratchford's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2014 - Present
R5 CAPITAL MANAGEMENT
February 11, 2008 - December 12, 2013
WELLS FARGO CLEARING SERVICES, LLC
November 15, 2007 - December 12, 2013
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2014)
Exams
Current Firm
R5 CAPITAL MANAGEMENT
CRD#: 169098 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 12,710,011 |
Red Flags
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