Sandeep S. Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandeep Singha Singh, who also goes by Sandeep Singh Sangha, Sandeep Singha Sangha, was a registered financial professional .
Sandeep is a previously registered financial professional and started their career in finance in 2007. Sandeep had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2013 - August 8, 2014
QUASAR TRADING, LLC
April 30, 2012 - June 27, 2013
COASTAL TRADE SECURITIES, LLC
May 13, 2009 - May 18, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
September 8, 2008 - May 18, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
November 22, 2007 - May 18, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
