Robert B. Requard

IRON RIVER CAPITAL LLC

Dripping Springs, TX

Some features on this profile are disabled

CRD#: 5444904

Professional summary

Robert Breck Requard, who also goes by Robb Breck Requard, Robert Requard, is a registered financial advisor currently at IRON RIVER CAPITAL LLC located in Dripping Springs, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Robert has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robb Breck Requard | Robert Requard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Breckenridge Financial; 100 Commons Rd Suite 7-634, Dripping Springs, TX 78620; Insurance Agent; Start date 07/2007; 5 hours/month. (2) TRILOGY INNOVATIONS, BOARD OF DIRECTORS, BOARD MEMBER, BRIDGEPORT, WV, 1 HR PER WEEK/DURING TRADING HRS, NON IVESTMENT-RELATED Consult and partner with fellow board members regarding the active and future business of Trilogy Innovations. 3) name; LifeX Research Corp investment-related; No address; 18 Oakland Avenue 2nd floor Pittsburgh PA 15213 nature business; position; Research Associate start date; 2025-09-01 hours/month devoted to business; 0 hours devoted to business during securities trading hours; 0 duties; Robert Requard may from time to time complete research surveys for LifeX for compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Breck Requard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2023 - Present

IRON RIVER CAPITAL LLC

RIA

CRD#: 173307

Dripping Springs, TX

Past

March 10, 2022 - December 20, 2023

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

Dripping Springs, TX

Past

February 7, 2020 - March 30, 2022

IRON RIVER CAPITAL LLC

RIA

CRD#: 173307

Dripping Springs, TX

Past

January 28, 2008 - December 31, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

ALBUQUERQUE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/22/2023)

IAR

New Mexico
(12/18/2023)

IAR

Texas
(12/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/25/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IRON RIVER CAPITAL LLC

CONNOLLY FINANCIAL | SHAUN CONNOLLY | IRON RIVER CAPITAL LLC | CONNOLLY, KERETH

CRD#: 173307 / SEC#:

Arizona

Registered Investment Advisory firm - (6/26/2017 Approved)

Colorado

Registered Investment Advisory firm - (3/15/2017 Approved)

New Mexico

Registered Investment Advisory firm - (11/10/2014 Approved)

North Carolina

Registered Investment Advisory firm - (11/6/2019 Approved)

Texas

Registered Investment Advisory firm - (4/15/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

752 Main Avenue Unit 201, Durango, CO 81301

Mailing Address

Phone number

(970) 426-5300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	379
AUM (Assets Under Management)	$ 73,439,177

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert B. Requard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Breck Requard's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRON RIVER CAPITAL LLC

B. RILEY WEALTH ADVISORS, INC.

IRON RIVER CAPITAL LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2019

Series 63

Date: 3/12/2008

Series 6

Date: 1/25/2008

Current Firm

IRON RIVER CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IRON RIVER CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors