Richard J. Fontenot

JOURNEY FINANCIAL MANAGEMENT

BOWLING GREEN, KY 42104

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CRD#: 5444780

Professional summary

Richard Jay Fontenot, CFP®, who also goes by Richard Fontenot, is a registered financial advisor currently at JOURNEY FINANCIAL MANAGEMENT, LLC located in Bowling Green, Kentucky.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Richard has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Fontenot

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TRU CHOICE FINANCIAL GROUP; NON INVESTMENT-RELATED; BOWLING GREEN, KY; INSURANCE; LIFE INSURANCE AGENT; 02/2008; 2 HRS/MONTH;2 HRS/MONTH DURING TRADING HRS 2) RC HOLDINGS, LLC; NON INVESTMENT-RELATED; 1126 GRIDER POND BOWLING GREEN, KY 42104; REAL ESTATE CONSTRUCTION & RENTAL; OWNER; 05/2014; 5 HRS/MONTH; 5 HRS/MONTH DURING TRADING HRS 3) HASTINGS REAL ESTATE MANAGEMENT, LLC; NON INVESTMENT-RELATED; 9 CHESTNUT HILL, BOWLING GREEN, KY 42103; REAL ESTATE MANAGEMENT; OWNER AND BOOKKEEPER; 11/2018; 5 HRS/MONTH; 4 HRS/MONTH DURING TRADING HRS; RESPONSIBLE FOR THE BOOKKEEPING AND FINANCIAL REPORTING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Jay Fontenot's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

June 11, 2010 - Present

JOURNEY FINANCIAL MANAGEMENT, LLC

Office #1: 701 Dishman Ln Suite 2, Bowling Green, KY 42104

RIA

CRD#: 153404

BOWLING GREEN, KY

Past

January 27, 2010 - June 11, 2010

CERITY PARTNERS OCIO LLC

RIA

CRD#: 151916

LOUISVILLE, KY

Past

April 17, 2008 - June 8, 2010

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

BOWLING GREEN, KY

Past

February 6, 2008 - June 8, 2010

NATIONAL PLANNING CORPORATION

CRD#: 29604

BOWLING GREEN, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(6/11/2010)

IAR

Tennessee
(7/15/2024)

IAR

Texas
(2/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/3/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/5/2008

General Securities Representative Examination

Current Firm

JOURNEY FINANCIAL MANAGEMENT, LLC

H & F FINANCIAL PLANNING | JOURNEY FINANCIAL MANAGEMENT, LLC

CRD#: 153404 / SEC#:

Kentucky

Registered Investment Advisory firm - (6/10/2010 Approved)

Louisiana

Registered Investment Advisory firm - (5/6/2010 Approved)

Tennessee

Registered Investment Advisory firm - (7/12/2024 Approved)

Texas

Registered Investment Advisory firm - (7/20/2010 Approved)

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Contact information

Main Address

701 Dishman Ln Suite 2, Bowling Green, KY 42104

Mailing Address

1126 Grider Pond Road, Bowling Green, KY 42104

Phone number

(270) 883-1662

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	144
AUM (Assets Under Management)	$ 42,853,056

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard J. Fontenot

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Jay Fontenot's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOURNEY FINANCIAL MANAGEMENT, LLC

CERITY PARTNERS OCIO LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/2008

Series 7

Date: 2/5/2008

Current Firm

JOURNEY FINANCIAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOURNEY FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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