Jason D. Earl
Professional summary
Jason D Earl, who also goes by Jason Dean Earl, Jason Dean Kevin Earl, Jason Earl, is a registered financial professional currently at FIDELITY & GUARANTY SECURITIES, LLC located in Des Moines, Iowa.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason D Earl's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2025 - Present
FIDELITY & GUARANTY SECURITIES, LLC
Office #1: 801 Grand Ave. Suite 2600, Des Moines, IA 50309January 3, 2024 - January 4, 2024
WORLD EQUITY GROUP, INC.
January 2, 2024 - November 29, 2024
WORLD EQUITY GROUP, INC.
November 19, 2019 - December 31, 2023
THE LEADERS GROUP, INC.
March 31, 2015 - January 4, 2018
PARK AVENUE SECURITIES LLC
March 19, 2015 - March 31, 2015
GUARDIAN INVESTOR SERVICES LLC
March 20, 2012 - March 5, 2015
COREBRIDGE CAPITAL SERVICES, INC.
December 8, 2008 - March 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2008 - March 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 31, 2008 - August 29, 2008
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720 / SEC#: , 8-70916
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY & GUARANTY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| ANDERSON, STEPHEN FRANCIS | CHIEF COMPLIANCE OFFICER AND AML OFFICER | 1181095 |
| BARRETT, RONALD JOHN JR | DIRECTOR | 2480222 |
| CANTONWINE, TESSA ELIZABETH | SECRETARY | 5626630 |
| OLSON, THOMAS G | CHIEF EXECUTIVE OFFICE AND DIRECTOR | 2393888 |
| PHELPS, JOHN A | DIRECTOR | 5664815 |
| RIP, OLGA | FINOP PRINCIPAL, PRINCIPAL OPERATIONS OFFICER, AND PRINCIPAL FINANCIAL OFFICER | 5440553 |
Red Flags
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Company Information
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720Des Moines, IA 50309TRUST BUT VERIFY
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