Kristian G. Persson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristian Goran Persson MR., who also goes by Kristian G Persson, was a registered financial professional .
Kristian is a previously registered financial professional and started their career in finance in 2007. Kristian had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2010 - October 2, 2017
SEB SECURITIES, INC.
November 16, 2007 - October 29, 2010
AUERBACH GRAYSON & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEB SECURITIES, INC.
CRD#: 23710 / SEC#: , 8-40644
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
