Kamran P. Ali
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kamran Parvez Ali, who also goes by Kamran Parvez Ali, was a registered financial professional .
Kamran is a previously registered financial professional and started their career in finance in 2007. Kamran had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2022 - May 2, 2024
ASPIRATION FINANCIAL LLC
March 15, 2021 - March 15, 2022
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
May 1, 2018 - October 15, 2020
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
March 10, 2015 - May 7, 2018
LIGHTSPEED TRADING, LLC
March 28, 2011 - March 2, 2015
BERNARD HEROLD & CO., INC.
April 17, 2008 - May 4, 2010
WELLS FARGO CLEARING SERVICES, LLC
December 5, 2007 - January 24, 2008
COMMERCE ONE FINANCIAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
ASPIRATION FINANCIAL LLC
CRD#: 291904 / SEC#: , 8-70066
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
