Leslie M. Orr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Michelle Orr, who also goes by Leslie Michelle Falcone, Leslie Michelle Orr, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 2007. Leslie had worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - July 8, 2020
ALLIANCE-ONE INVESTMENTS, LLC
October 19, 2012 - November 7, 2013
MSI FINANCIAL SERVICES, INC.
October 19, 2012 - June 25, 2014
NEW ENGLAND SECURITIES
May 20, 2009 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
November 13, 2007 - May 8, 2009
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
