Matthew A. Volkers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Allan Volkers, who also goes by Matt Volkers, Matthew Allan Volkers, Matthew Volkers, Matthew A Volkers, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2007. Matthew had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2022 - September 29, 2025
AMERITAS ADVISORY SERVICES, LLC
March 8, 2022 - March 9, 2022
AMERITAS ADVISORY SERVICES, LLC
March 8, 2022 - September 29, 2025
AMERITAS INVESTMENT COMPANY, LLC
August 31, 2021 - March 10, 2022
CETERA WEALTH SERVICES, LLC
August 31, 2021 - March 10, 2022
FIRST ALLIED SECURITIES, INC.
August 31, 2021 - March 10, 2022
CETERA INVESTMENT SERVICES LLC
August 31, 2021 - March 10, 2022
CETERA FINANCIAL SPECIALISTS LLC
August 31, 2021 - March 10, 2022
CETERA ADVISORS LLC
August 31, 2021 - March 10, 2022
CETERA WEALTH SERVICES, LLC
August 12, 2019 - August 12, 2020
CETERA INVESTMENT ADVISERS LLC
November 23, 2016 - November 2, 2017
GIRARD SECURITIES, INC.
November 23, 2016 - August 12, 2019
SUMMIT BROKERAGE SERVICES, INC.
November 23, 2016 - August 12, 2019
FIRST ALLIED SECURITIES, INC.
November 23, 2016 - August 12, 2020
CETERA INVESTMENT SERVICES LLC
November 12, 2015 - November 8, 2016
INVESTORS CAPITAL CORP.
January 8, 2014 - August 12, 2019
CETERA WEALTH SERVICES, LLC
May 31, 2013 - December 31, 2013
CETERA INVESTMENT SERVICES LLC
May 31, 2013 - August 12, 2019
CETERA ADVISORS LLC
May 31, 2013 - August 12, 2020
CETERA FINANCIAL SPECIALISTS LLC
May 29, 2013 - August 12, 2019
CETERA WEALTH SERVICES, LLC
January 31, 2011 - May 3, 2013
SECURITIES AMERICA, INC.
August 14, 2008 - February 23, 2010
U.S. BANCORP INVESTMENTS, INC.
November 12, 2007 - July 14, 2008
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
