AC
Asalyn D. Coachman
LPL ENTERPRISE
LAKE ORION, MI 48360
Some features on this profile are disabled
CRD#: 5443983
AC
Professional summary
Asalyn Dubois Coachman, who also goes by Asalyn Dubois, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Lake Orion, Michigan.
Asalyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Asalyn has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Asalyn Dubois
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 10/03/2024 - Lloyds of London - IDU - Renewals only - Non-Variable Insurance Commission Trails - Inv Related - At Troy, MI - Start Date 02/01/2023 - 0hrs/mth - 0hrs/mth During Trading 2) 10/03/2024 - Met Life - Renewals only - Non-Variable Insurance Commission Trails - Inv Related - At Troy, MI - Start Date 07/01/2012 - 0hrs/mth - 0hrs/mth During Trading 3) 10/03/2024 - Guardian Insurance - Renewals only - Non-Variable Insurance Commission Trails - Inv Related - At Troy, MI - Start Date 02/01/2018 - 0hrs/mth - 0hrs/mth During Trading 4) 10/03/2024 - Ameritas - Renewals only - Non-Variable Insurance Commission Trails - Inv Related - At Troy, MI - Start Date 01/01/2020 - 0hrs/mth - 0hrs/mth During Trading 5) 10/03/2024 - Ohio National - Renewals only - Non-Variable Insurance Commission Trails - Inv Related - At Troy, MI - Start Date 09/01/2011 - 0hrs/mth - 0hrs/mth During Trading 6) 10/03/2024 - The Baldwin Center - Co-signer on accounts - Checks must be signed by both executive and treasurer. Audits conducted yearly by independent firm - Non-Profit Board Member - Inv Related - At Troy, MI - Start Date 09/01/2010 - 1hrs/mth - 0hrs/mth During Trading 7) 10/03/2024 - Oakland University School of Business - Board member - Non-Profit Board Member - Inv Related - At Troy, MI - Start Date 01/01/2023 - 1hrs/mth - 0hrs/mth During Trading 8) 10/03/2024 - Coachmundia LLC DBA Clark Academy Dance Center - Oversee the operations of a dance studio in Buffalo, NY - Business Owner - Inv Related - At Troy, MI - Start Date 01/01/2020 - 20hrs/mth - 10hrs/mth During Trading 9) 10/03/2024 - Strive Financial - Selling property and casualty insurance - Property and Casualty - Inv Related - At Troy, MI - Start Date 04/01/2016 - 4hrs/mth - 0hrs/mth During Trading 10) 01/27/2025- Penn Mutual- Non-Variable Insurance/Insurance Agency- a. life insurance agent with a broker contract with Penn Mutual selling fixed whole life and term insurance- inv. related- Lake Orion, MI- start date 01/02/2025- 4hrs/mnth-2hrs during trading 11) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
CRS (Client Relationship Summary) - RIA
Click below to view Asalyn Dubois Coachman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Asalyn Dubois Coachman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 1520 S Lapeer Rd Ste 101 Suite 101, Lake Orion, MI 48360Office #2: 101 W Big Beaver Road Suite 705, Troy, MI 48084RIA
BD
CRD#: 8733
LAKE ORION, MI
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 1520 S Lapeer Rd Ste 101 Suite 101, Lake Orion, MI 48360Office #2: 101 W Big Beaver Road Suite 705, Troy, MI 48084RIA
BD
CRD#: 8733
LAKE ORION, MI
Past
November 30, 2023 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
TROY, MI
Past
November 30, 2023 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
TROY, MI
Past
June 22, 2022 - December 6, 2023
FAI ADVISORS, INC.
RIA
CRD#: 122132
FARMINGTON HILLS, MI
Past
June 14, 2012 - September 19, 2017
FAI ADVISORS, INC.
RIA
CRD#: 122132
FARMINGTON HILLS, MI
Past
June 14, 2012 - September 29, 2022
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
FARMINGTON HILL, MI
Past
June 1, 2012 - July 25, 2022
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
FARMINGTON HILLS, MI
Past
January 7, 2011 - June 4, 2012
SPC
RIA
CRD#: 110692
AUBURN HILLS, MI
Past
January 3, 2011 - June 4, 2012
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
AUBURN HILLS, MI
Past
August 4, 2010 - January 14, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
LAKE ORION, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/13/2025)
RR
Connecticut(11/14/2024)
RR
Georgia(11/14/2024)
RR
Illinois(11/3/2025)
RR
Iowa(5/15/2025)
RR
Louisiana(11/14/2024)
RR
Michigan(11/14/2024)
IAR
Michigan(11/14/2024)
RR
Minnesota(9/5/2025)
RR
New Jersey(4/23/2025)
RR
New York(11/14/2024)
RR
North Carolina(6/10/2025)
RR
Pennsylvania(11/14/2024)
RR
South Carolina(6/13/2025)
RR
Tennessee(5/5/2025)
RR
Texas(11/14/2024)
IAR
Texas(1/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Lake Orion, MI 48360TRUST BUT VERIFY
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