Shane R. Farina
Professional summary
Shane Richard Farina, CFP®, who also goes by Shane R Farina, is a registered financial advisor currently at BOX HILL PRIVATE WEALTH located in Scottsdale, Arizona.
Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Shane has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shane Richard Farina's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
September 15, 2022 - Present
BOX HILL PRIVATE WEALTH
July 13, 2018 - September 7, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 6, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
October 18, 2013 - September 6, 2022
FIDELITY BROKERAGE SERVICES LLC
April 8, 2013 - September 24, 2013
A.G.P. / ALLIANCE GLOBAL PARTNERS
April 8, 2013 - September 24, 2013
A.G.P. / ALLIANCE GLOBAL PARTNERS
July 11, 2012 - February 20, 2013
NATIONAL PLANNING CORPORATION
May 3, 2012 - February 20, 2013
NATIONAL PLANNING CORPORATION
December 8, 2009 - March 29, 2012
CCO CAPITAL, LLC
November 27, 2007 - November 17, 2009
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/15/2022)
(1/23/2023)
(2/5/2024)
Exams
Current Firm
BOX HILL PRIVATE WEALTH
CRD#: 322620 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 99,170,231 |
Red Flags
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