Joseph R. Oleske
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Robert Oleske was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2007. Joseph had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2014 - June 9, 2016
LAMPERT CAPITAL MARKETS INC.
March 13, 2014 - June 9, 2014
BLACKBOOK CAPITAL, LLC
September 16, 2013 - March 25, 2014
PHX FINANCIAL, INC.
September 17, 2012 - September 25, 2013
CETERA WEALTH SERVICES, LLC
January 13, 2012 - April 26, 2012
PHD CAPITAL
August 4, 2011 - October 4, 2011
BROOKVILLE CAPITAL PARTNERS
April 20, 2011 - August 24, 2011
OBSIDIAN FINANCIAL GROUP, LLC
November 19, 2010 - March 18, 2011
CHARLES MORGAN SECURITIES, INC.
March 10, 2009 - November 16, 2010
SEABOARD SECURITIES, INC.
December 4, 2007 - February 24, 2009
PHD CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAMPERT CAPITAL MARKETS INC.
CRD#: 103725 / SEC#: , 8-52234
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAMPERT ADVISORS LLC | SHAREHOLDER | |
| LAMPERT, STEWART RANDY | CHAIRMAN/CEO DIRECTOR/ CCO | |
| NG, NELSON | CHIEF FINANCIAL OFFICER | 1716597 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
