SA
Scott R. Arnburg
LEGACY FINANCIAL GROUP
Des Moines, IA 50312
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CRD#: 5443467
SA
Professional summary
Scott R Arnburg, who also goes by Scott Roger Arnburg, is a registered financial advisor currently at LEGACY FINANCIAL GROUP located in Des Moines, Iowa.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Scott has worked at 3 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Roger Arnburg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Dragoon Trail Chapter IWLA, not investment related, Ankeny, Iowa. conservation non-profit, Board of Directors, 12/03/18, 10 hr/month and none during trading hours, general Board duties. 2. Spectrum Wealth Advisors, LLC. Investment Related. 6000 Grand Ave Ste B Des Moines IA 50312; holding company; owner; 7/2022; 1 hour per month . 5 hours monthly. 5 hours during securities trading hours. Attend BOD meetings quarterly 3. Direct Insurance Sales; Not investment related; 6000 Grand Ave Ste B Des Moines IA 50312; agent; Indirect Insurance Sales: Total hours per month are less than 5 and all during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Scott R Arnburg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2012 - Present
LEGACY FINANCIAL GROUP
Office #1: 6000 Grand Avenue Suite B, Des Moines, IA 50312RIA
CRD#: 154927
Des Moines, IA
Past
May 4, 2010 - May 15, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
DES MOINES, IA
Past
February 10, 2010 - May 15, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
DES MOINES, IA
Past
November 13, 2007 - December 1, 2009
DIRECTED SERVICES LLC
BD
CRD#: 21675
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEGACY FINANCIAL GROUP
LEGACY FINANCIAL GROUP | SPECTRUM FINANCIAL SERVICES | SPECTRUM ADVISORY SERVICES | LONGENECKER FINANCIAL SERVICES | LFG PLANNERS | LEGACY FINANCIAL GROUP, LLC
CRD#: 154927 / SEC#: 801-79803
RIA
Registered Investment Advisory firm - (5/29/2014 Approved)Iowa
Registered Investment Advisory firm - (6/2/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(3/7/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LF
LEGACY FINANCIAL GROUP
LEGACY FINANCIAL GROUP | SPECTRUM FINANCIAL SERVICES | SPECTRUM ADVISORY SERVICES | LONGENECKER FINANCIAL SERVICES | LFG PLANNERS | LEGACY FINANCIAL GROUP, LLC
CRD#: 154927 / SEC#: 801-79803
RIA
Registered Investment Advisory firm - (5/29/2014 Approved)Iowa
Registered Investment Advisory firm - (6/2/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6000 Grand Avenue Suite B, Des Moines, IA 50312
Mailing Address
Phone number
(515) 255-3306
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,763 |
| AUM (Assets Under Management) | $ 840,400,934 |
Red Flags
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Company Information
LEGACY FINANCIAL GROUP
CRD#: 154927Des Moines, IA 50312TRUST BUT VERIFY
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