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Nitin Salian

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CRD#: 5443137
NS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nitin Salian, who also goes by Nick Salian, Nitin L Salian, was a registered financial professional .

Nitin is a previously registered financial professional and started their career in finance in 2024. Nitin had worked at 7 firms and has passed the SIE and Series 99TO exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nick Salian | Nitin L Salian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 12, 2024 - September 20, 2024

NEWMARK SECURITIES, LLC

BD
CRD#: 309193
NEW YORK, NY
Past

June 12, 2024 - September 20, 2024

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

June 12, 2024 - September 20, 2024

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

June 12, 2024 - September 20, 2024

FMX EXECUTION, LLC

BD
CRD#: 154075
NEW YORK, NY
Past

June 12, 2024 - September 20, 2024

CF SECURED, LLC

BD
CRD#: 285841
NEW YORK, NY
Past

June 12, 2024 - September 20, 2024

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

June 10, 2024 - September 20, 2024

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 6/8/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 10/13/2023
Operations Professional Examination

Current Firm

NS
NEWMARK SECURITIES, LLC
NEWMARK SECURITIES LLC | NEWMARK SECURITIES, LLC

CRD#: 309193 / SEC#: , 8-70554

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
125 Park Avenue, New York, NY 10017
Mailing Address
125 Park Avenue, New York, NY 10017
Phone number
(212) 372-2000
Established
Delaware since 04/17/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NEWMARK PARTNERS, L.P.SOLE MEMBER
DAVIS, JOSHUAEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY7761240
KUEHNEN, ERIC CHRISTOPHERCHIEF COMPLIANCE OFFICER4577416
PAULSON, KENNETH MICHAELCHIEF FINANCIAL OFFICER2862259
SMIGEL, STEPHEN JAREDCHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER2401258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEWMARK SECURITIES, LLC

CRD#: 309193

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