DW
Derek L. Williams
SAVVY
Eagle, ID 83616
Some features on this profile are disabled
CRD#: 5442953
DW
Professional summary
Derek Lee Williams, ChFC® is a registered financial advisor currently at SAVVY located in Eagle, Idaho.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Derek has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Strategic planning and business development for private equity fund managed by Baynes Capital LLC; Investment-related; Start date: May 1, 2025; Approximately 20 hours per month; Address: 62 N Fisher Park Way, Eagle, ID, 83616. 2)Annuity Sales Agent with Knighthead Life, offering annuity insurance products; Investment-related; Start date: July 1, 2025; Approximately 1 hour per month; Address: 62 N Fisher Park Way, Eagle, ID, 83616. 3)Life Insurance Agent with Pacific Life, offering life insurance products; Investment-related; Start date: June 1, 2024; Approximately 1 hour per month; Address: 62 N Fisher Park Way, Eagle, ID, 83616. 4)Life Insurance Agent with Symetra Life, offering term life insurance products; Investment-related; Start date: April 1, 2024; Approximately 1 hour per month; Address: 62 N Fisher Park Way, Eagle, ID, 83616.
CRS (Client Relationship Summary) - RIA
Click below to view Derek Lee Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 29, 2025 - Present
SAVVY
Office #1: 62 N Fisher Park Way, Eagle, ID 83616RIA
CRD#: 318493
Eagle, ID
Past
November 1, 2022 - September 30, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Eagle, ID
Past
December 7, 2007 - November 10, 2022
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
Tigard, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(9/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,776 |
| AUM (Assets Under Management) | $ 1,295,318,161 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
