Michael L. Hsu

ASIA GLOBAL ASSET MANAGEMENT,

Alameda, CA 94501

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CRD#: 5442638

Professional summary

Michael L Hsu is a registered financial advisor currently at ASIA GLOBAL ASSET MANAGEMENT, INC located in Alameda, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Michael has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CENTER FOR MARKETPLACE MINISTRIES; NON-INVESTMENT RELATED; 1360 VALLEY VISTA DRVIE, DIAMOND BAR, CA 91765; FOUNDER/PRESIDENT; START DATE: 10/2016; TIME SPENT: 80 HOURS/MTH; NON-PROFIT ORGANIZATION, TRAINING CHRISTIAN ENTRPRENEURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael L Hsu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2007 - Present

ASIA GLOBAL ASSET MANAGEMENT, INC

Office #1: 1024 Santa Clara Avenue, Alameda, CA 94501

RIA

CRD#: 141786

Alameda, CA

Past

January 20, 2016 - December 31, 2016

VISION WEALTH MANAGEMENT, INC.

RIA

CRD#: 281224

ALAMEDA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/24/2007)

IAR

New Jersey
(4/1/2008)

IAR

New York
(8/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2007

Uniform Investment Adviser Law Examination

Current Firm

ASIA GLOBAL ASSET MANAGEMENT, INC

CRD#: 141786 / SEC#:

California

Registered Investment Advisory firm - (10/18/2007 Approved)

New Jersey

Registered Investment Advisory firm - (4/1/2008 Approved)

New York

Registered Investment Advisory firm - (5/16/2008 Approved)

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Contact information

Main Address

1024 Santa Clara Avenue, Alameda, CA 94501

Mailing Address

Phone number

(718) 578-8249

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael L. Hsu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael L Hsu's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASIA GLOBAL ASSET MANAGEMENT, INC

VISION WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2007

Current Firm

ASIA GLOBAL ASSET MANAGEMENT, INC

Contact information

Documents

Red Flags

Company Information

ASIA GLOBAL ASSET MANAGEMENT, INC

TRUST BUT VERIFY

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