Stacy R. Kincaid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacy R. Kincaid was a registered financial professional .
Stacy is a previously registered financial professional and started their career in finance in 2008. Stacy had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2016 - April 30, 2019
PEACHCAP SECURITIES, INC.
October 4, 2013 - August 13, 2014
MARCH CAPITAL CORP.
August 12, 2013 - September 3, 2013
CONNOR CAPITAL INVESTMENTS, LLC
October 13, 2010 - August 3, 2011
MADISON WILLIAMS AND COMPANY
February 13, 2008 - February 18, 2009
PROBITAS FUNDS GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEACHCAP SECURITIES, INC.
CRD#: 25590 / SEC#: , 8-41855
Contact information
FINRA licenses (45 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
