Antwann J. Holmes

TOWNSEND

Westminster, CO 80234

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CRD#: 5442267

Professional summary

Antwann Jamar Holmes, CFP®, who also goes by Aj Jamar Holmes, Antwann J Holmes, Antwann Jamar Holmes, Antwann Holmes, is a registered financial advisor currently at TOWNSEND located in Westminster, Colorado and PRIVATE CLIENT SERVICES, LLC located in Westminster, Colorado.

Antwann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Antwann has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aj Jamar Holmes | Antwann J Holmes | Antwann Jamar Holmes | Antwann Holmes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Townsend Retirement & Investment Advisors. 2761 W. 120th Ave, Westminster, CO 80234. RIA. 160 hrs/mo; 7 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antwann Jamar Holmes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

July 27, 2023 - Present

TOWNSEND

Office #1: 2761 W. 120th Ave., Suite 200, Westminster, CO 80234

RIA

CRD#: 113681

Westminster, CO

Current

July 14, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2761 W 120th Ave #200, Westminster, CO 80234

RIA

CRD#: 120222

Westminster, CO

Past

June 14, 2024 - July 15, 2025

OSAIC WEALTH, INC.

CRD#: 23131

WESTMINSTER, CO

Past

September 27, 2023 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

WESTMINSTER, CO

Past

June 29, 2022 - June 22, 2023

CREATIVE PLANNING

RIA

CRD#: 105348

Arvada, CO

Past

January 28, 2017 - November 4, 2022

TOWNSEND

RIA

CRD#: 113681

WESTMINSTER, CO

Past

January 24, 2017 - June 21, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

WESTMINSTER, CO

Past

March 9, 2015 - November 9, 2016

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

DENVER, CO

Past

June 11, 2008 - December 1, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHOENIX, AZ

Past

May 21, 2008 - December 1, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHOENIX, AZ

Past

January 25, 2008 - March 17, 2008

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOWNSEND

-TOWNSEND | TOWNSEND RETIREMENT SPECIALISTS | TOWNSEND & ASSOCIATES, INC. | TOWNSEND

CRD#: 113681 / SEC#: 801-66559

RIA

Registered Investment Advisory firm - (4/28/2006 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(7/27/2023)

Colorado
(7/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/4/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/23/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TOWNSEND

-TOWNSEND | TOWNSEND RETIREMENT SPECIALISTS | TOWNSEND & ASSOCIATES, INC. | TOWNSEND

CRD#: 113681 / SEC#: 801-66559

RIA

Registered Investment Advisory firm - (4/28/2006 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2006 Terminated)

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Contact information

Main Address

2761 W. 120th Ave., Suite 200, Westminster, CO 80234

Mailing Address

Phone number

(303) 452-5986

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B (10/20/2025)

Regulatory assets under management

Total Number of Accounts	1,491
AUM (Assets Under Management)	$ 1,276,115,828

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Antwann J. Holmes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antwann Jamar Holmes's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

CREATIVE PLANNING

TOWNSEND

SECURITIES AMERICA, INC.

PERSONAL CAPITAL ADVISORS CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

USAA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

TOWNSEND

State Registrations and Notice Filings

Exams

Series 66

Date: 6/4/2008

SIE

Date: 10/1/2018

Series 7

Date: 1/23/2017

FINRA

Current Firm

TOWNSEND

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOWNSEND

TRUST BUT VERIFY

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