Lance S. Heisler

ELEMENT WEALTH

Theodore, AL

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CRD#: 5442113

Professional summary

Lance Stephen Heisler is a registered financial advisor currently at ELEMENT WEALTH, LLC located in Theodore, Alabama.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Lance has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Stephen Heisler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2019 - Present

ELEMENT WEALTH, LLC

RIA

CRD#: 114968

Theodore, AL

Past

March 7, 2014 - September 8, 2015

LPL FINANCIAL LLC

CRD#: 6413

MOBILE, AL

Past

June 9, 2010 - January 9, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MOBILE, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEMENT WEALTH, LLC

BARRY C. SMITH | WOODRIDGE CAPITAL PORTFOLIO MANAGEMENT, LLC | SMITH,BARRY,CARL | ELEMENT WEALTH, LLC

CRD#: 114968 / SEC#: 801-61758

RIA

Registered Investment Advisory firm - (1/24/2003 Approved)

Mississippi

Registered Investment Advisory firm - (3/14/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/9/2019)

IAR

Florida
(9/4/2019)

IAR

Mississippi
(7/9/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/8/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/8/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELEMENT WEALTH, LLC

BARRY C. SMITH | WOODRIDGE CAPITAL PORTFOLIO MANAGEMENT, LLC | SMITH,BARRY,CARL | ELEMENT WEALTH, LLC

CRD#: 114968 / SEC#: 801-61758

RIA

Registered Investment Advisory firm - (1/24/2003 Approved)

Mississippi

Registered Investment Advisory firm - (3/14/2003 Terminated)

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Contact information

Main Address

800 Woodlands Pky Suite 201, Ridgeland, MS 39157

Mailing Address

Phone number

(601) 957-6006

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEMENT WEALTH ADV 2A MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,572
AUM (Assets Under Management)	$ 641,942,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lance S. Heisler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Stephen Heisler's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ELEMENT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2019

Series 63

Date: 8/30/2011

SIE

Date: 9/8/2015

Series 6

Date: 6/8/2010

Current Firm

ELEMENT WEALTH, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEMENT WEALTH, LLC

TRUST BUT VERIFY

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