EA
Eric R. Allen
KESTRA ADVISORY SERVICES
Papillion, NE
Some features on this profile are disabled
CRD#: 5441941
EA
Professional summary
Eric Ryan Allen is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Papillion, Nebraska and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Eric has worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SECURITIES AMERICA ADVISORS POSITION: IAR NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - Investment Related - BEGINNING 11/2014 - LOCATED AT 12325 PORT GRACE BLVD LAVISTA NE - LESS THAN 1% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2014 ADDRESS: 12325 Port Grace Blvd, lavista NE 68128, United States DESCRIPTION: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - Investment Related - BEGINNING 11/2014 - LOCATED AT 12325 PORT GRACE BLVD LAVISTA NE - LESS THAN 1% TIME SPENT
CRS (Client Relationship Summary) - RIA
Click below to view Eric Ryan Allen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Papillion, NE
Current
June 17, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735BD
CRD#: 42046
Austin, TX
Past
February 7, 2023 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
SCOTTSDALE, AZ
Past
February 7, 2023 - November 3, 2023
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
February 7, 2023 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
February 7, 2023 - June 6, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
February 7, 2023 - June 6, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 21, 2014 - June 6, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LA VISTA, NE
Past
July 7, 2010 - June 6, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/17/2024)
RR
Alaska(6/17/2024)
RR
Arizona(6/17/2024)
RR
Arkansas(6/17/2024)
RR
California(6/17/2024)
RR
Colorado(6/17/2024)
RR
Connecticut(6/17/2024)
RR
Delaware(6/17/2024)
RR
District of Columbia(6/17/2024)
RR
Florida(6/17/2024)
RR
Georgia(6/17/2024)
RR
Hawaii(6/17/2024)
RR
Idaho(6/17/2024)
RR
Illinois(6/17/2024)
RR
Indiana(6/17/2024)
RR
Iowa(6/17/2024)
RR
Kansas(6/17/2024)
RR
Kentucky(6/17/2024)
RR
Louisiana(6/17/2024)
RR
Maine(6/17/2024)
RR
Maryland(6/17/2024)
RR
Massachusetts(6/17/2024)
RR
Michigan(6/17/2024)
RR
Minnesota(6/17/2024)
RR
Mississippi(6/17/2024)
RR
Missouri(6/17/2024)
RR
Montana(6/17/2024)
RR
Nebraska(6/17/2024)
IAR
Nebraska(6/17/2024)
RR
Nevada(6/17/2024)
RR
New Hampshire(6/17/2024)
RR
New Jersey(6/17/2024)
RR
New Mexico(6/17/2024)
RR
New York(6/17/2024)
RR
North Carolina(6/17/2024)
RR
North Dakota(6/17/2024)
RR
Ohio(6/17/2024)
RR
Oklahoma(6/17/2024)
RR
Oregon(6/17/2024)
RR
Pennsylvania(6/17/2024)
RR
Puerto Rico(6/17/2024)
RR
Rhode Island(6/17/2024)
RR
South Carolina(6/17/2024)
RR
South Dakota(6/17/2024)
RR
Tennessee(6/17/2024)
RR
Texas(6/17/2024)
IAR
Texas(6/18/2024)
RR
Utah(6/17/2024)
RR
Vermont(6/17/2024)
RR
Virgin Islands(6/17/2024)
RR
Virginia(6/17/2024)
RR
Washington(6/17/2024)
RR
West Virginia(6/17/2024)
RR
Wisconsin(6/17/2024)
RR
Wyoming(6/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 2/7/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
