Daniel J. Murphy

GREATER GOOD FINANCIAL

Shoreview, MN

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CRD#: 5441938

Professional summary

Daniel John Murphy, who also goes by Dan John Murphy, is a registered financial advisor currently at GREATER GOOD FINANCIAL located in Shoreview, Minnesota.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan John Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Daniel J. Murphy is dually registered a Financial Planner at Resources Investment Advisors, Inc. Daniel J. Murphy will maintain such registration in order to easily transition advisory clients from Resources Investment Advisors, Inc to GGF; thereafter he no longer intends to maintain such affiliation. During his transition, this activity will account for approximately 20% of his time. Daniel Murphy performs contract work for Great River Financial LLC. This accounts for approximately 20% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel John Murphy's CRS (Customer Relationship Summary).

LPL FINANCIAL LLC

CRD#: 6413

GOLDEN VALLEY, MN

Past

November 5, 2008 - September 19, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 4, 2008 - October 22, 2008

EDWARD JONES

CRD#: 250

FOREST LAKE, MN

Past

November 13, 2007 - July 15, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/22/2021)

IAR

California
(9/10/2021)

IAR

Minnesota
(8/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/2007

General Securities Representative Examination

Current Firm

GREATER GOOD FINANCIAL

GREATER GOOD FINANCIAL | GREATER GOOD FINANCIAL LLC

CRD#: 313918 / SEC#:

Arizona

Registered Investment Advisory firm - (10/22/2021 Approved)

California

Registered Investment Advisory firm - (9/10/2021 Approved)

Minnesota

Registered Investment Advisory firm - (8/4/2021 Approved)

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Contact information

Main Address

Shoreview, MN

Mailing Address

Phone number

(651) 233-7195

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 22,546,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel John Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEDIGITAL

FINANCIAL ADVOCATES ADVISORY SERVICES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

EDWARD JONES

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2020

Series 63

Date: 11/21/2007

SIE

Date: 2/3/2017

Series 7

Date: 11/12/2007

Current Firm

GREATER GOOD FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREATER GOOD FINANCIAL

TRUST BUT VERIFY

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