Ashley E. Schultz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ashley Elizabeth Schultz, who also goes by Ashley Elizabeth Cairo, was a registered financial professional .
Ashley is a previously registered financial professional and started their career in finance in 2008. Ashley had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2018 - November 16, 2021
ATHENE SECURITIES, LLC
February 10, 2016 - March 15, 2017
ATHENE SECURITIES, LLC
March 12, 2014 - January 4, 2016
DIRECTED SERVICES LLC
November 4, 2013 - February 10, 2014
PRINCIPAL SECURITIES, INC.
February 14, 2012 - January 2, 2013
NEW ENGLAND SECURITIES
January 3, 2011 - February 13, 2012
VOYA FINANCIAL ADVISORS, INC.
April 8, 2008 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
