Vincent J. Rinaldi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Joseph Rinaldi, who also goes by VIncent Rinaldi, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2008. Vincent had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2016 - January 8, 2024
TRITOWER REAL ESTATE CAPITAL, LLC
October 18, 2012 - March 9, 2016
AGES FINANCIAL SERVICES, LTD.
January 24, 2012 - October 2, 2012
HUNTWICKE SECURITIES, LLC
February 11, 2011 - December 23, 2011
FSP INVESTMENTS LLC
March 14, 2008 - May 13, 2009
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TRITOWER REAL ESTATE CAPITAL, LLC
CRD#: 281740 / SEC#: , 8-69683
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
