Christopher M. Payne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Montgomery Payne was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2008. Christopher had worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - July 2, 2021
GROVE POINT ADVISORS, LLC
April 14, 2014 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
April 10, 2014 - July 2, 2021
GROVE POINT INVESTMENTS, LLC
January 23, 2013 - February 19, 2014
RYDER CAPITAL, INC.
April 1, 2010 - April 14, 2014
SECURITIES RESEARCH, INC. OF FLORIDA
February 22, 2010 - April 14, 2014
SECURITIES RESEARCH, INC. OF FLORIDA
April 15, 2008 - February 24, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
February 4, 2008 - February 24, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
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