Michael E. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Hernandez Russell, who also goes by Michael Edward Hernandez, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2018 - April 1, 2022
RUSSELL ADVISORY GROUP, INC
August 16, 2017 - December 26, 2018
J. W. COLE ADVISORS, INC.
August 16, 2017 - December 26, 2018
J.W. COLE FINANCIAL, INC.
June 3, 2010 - August 17, 2017
WELLS FARGO CLEARING SERVICES, LLC
June 3, 2010 - August 17, 2017
WELLS FARGO CLEARING SERVICES, LLC
January 21, 2010 - June 7, 2010
J. W. COLE ADVISORS, INC.
January 4, 2010 - June 2, 2010
J.W. COLE FINANCIAL, INC.
June 29, 2009 - December 31, 2009
SUMMIT FINANCIAL GROUP INC
June 25, 2009 - December 31, 2009
SUMMIT BROKERAGE SERVICES, INC.
January 2, 2008 - February 24, 2009
UBS FINANCIAL SERVICES INC.
December 5, 2007 - February 24, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUSSELL ADVISORY GROUP, INC
CRD#: 297199 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 2,100,000 |
Red Flags
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