Raja M. Mawad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raja Michael Mawad was a registered financial advisor .
Raja is a previously registered financial advisor and started their career in finance in 2007. Raja had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2009 - June 22, 2012
RNS HOLDINGS LP
January 4, 2008 - December 26, 2008
UBS FINANCIAL SERVICES INC.
December 13, 2007 - December 26, 2008
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RNS HOLDINGS LP
CRD#: 151668 / SEC#:
Contact information
Red Flags
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