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KF

Kasandra N. Flemings

Some features on this profile are disabled
CRD#: 5441092
KF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kasandra Nicole Flemings, who also goes by Kasandra Flemings, Kasandra Nicole Guillory, was a registered financial professional .

Kasandra is a previously registered financial professional and started their career in finance in 2007. Kasandra had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kasandra Flemings | Kasandra Nicole Guillory

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 6, 2013 - January 11, 2016

ELE WEALTH SOLUTIONS, INC.

BD
CRD#: 38931
SOUTHFIELD, MI
Past

April 26, 2011 - January 11, 2016

ELE ADVISORY SERVICES, INC

RIA
CRD#: 148228
SOUTHFIELD, MI
Past

January 26, 2011 - July 1, 2011

GENEOS WEALTH MANAGEMENT, INC.

RIA
CRD#: 120894
SOUTHFIELD, MI
Past

January 13, 2011 - July 1, 2011

GENEOS WEALTH MANAGEMENT, INC.

BD
CRD#: 120894
SOUTHFIELD, MI
Past

December 10, 2010 - December 16, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
SOUTHFIELD, MI
Past

December 2, 2010 - December 16, 2010

SECURITIES AMERICA, INC.

BD
CRD#: 10205
SOUTHFIELD, MI
Past

September 3, 2010 - November 24, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
SOUTHFIELD, MI
Past

January 5, 2009 - November 24, 2010

SECURITIES AMERICA, INC.

BD
CRD#: 10205
SOUTHFIELD, MI
Past

September 26, 2008 - December 11, 2008

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
SOUTHFIELD, MI
Past

November 2, 2007 - September 29, 2008

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
SOUTHFIELD, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/22/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/11/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/21/2009
General Securities Principal Examination

Current Firm

EW
ELE WEALTH SOLUTIONS, INC.
ELE WEALTH ADVISORS | GDC SECURITIES, LLC | ELE WEALTH SOLUTIONS, INC. | ELE WEALTH ADVISORS, INC.

CRD#: 38931 / SEC#: , 8-48467

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075
Mailing Address
18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075
Phone number
(248) 356-6555
Established
Michigan since 12/10/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LIDDELL, ELLIS NUROGARPRESIDENT, CEO, CCO1035964
PARRAN, TAMMIE MOOREFINOP, CFO4466243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ELE WEALTH SOLUTIONS, INC.

CRD#: 38931

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