Christopher B. Mcgavisk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Brian Mcgavisk was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2007. Christopher had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2014 - May 23, 2019
GROVE POINT INVESTMENTS, LLC
October 3, 2014 - May 23, 2019
GROVE POINT INVESTMENTS, LLC
May 8, 2009 - October 3, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
May 8, 2009 - October 3, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 2008 - May 13, 2009
UBS FINANCIAL SERVICES INC.
December 14, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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