Joshua W. Newell

BETTER POCKETS FINANCIAL

FORT COLLINS, CO 80524

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CRD#: 5440890

Professional summary

Joshua Wade Newell, who also goes by Josh Newell, is a registered financial advisor currently at BETTER POCKETS FINANCIAL located in Fort Collins, Colorado.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joshua has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Newell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Wade Newell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2022 - Present

BETTER POCKETS FINANCIAL

Office #1: 242 Linden St 1st Floor, Fort Collins, CO 80524

RIA

CRD#: 317366

FORT COLLINS, CO

Past

November 24, 2020 - November 17, 2021

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Greenwood Village, CO

Past

November 23, 2020 - November 17, 2021

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Greenwood Village, CO

Past

January 21, 2014 - July 13, 2020

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

October 30, 2007 - August 2, 2011

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/3/2022)

IAR

Louisiana
(7/17/2024)

IAR

New York
(8/30/2024)

IAR

Ohio
(7/31/2025)

IAR

Texas
(2/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/14/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/21/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BETTER POCKETS FINANCIAL

BETTER POCKETS FINANCIAL | BETTER POCKETS FINANCIAL LLC

CRD#: 317366 / SEC#:

Colorado

Registered Investment Advisory firm - (1/3/2022 Approved)

Connecticut

Registered Investment Advisory firm - (11/24/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (5/17/2023 Approved)

New York

Registered Investment Advisory firm - (8/30/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/14/2025 Approved)

Texas

Registered Investment Advisory firm - (2/8/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

242 Linden St 1st Floor, Fort Collins, CO 80524

Mailing Address

Phone number

(303) 515-1574

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 5,633,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua W. Newell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Wade Newell's CRS (Customer Relationship Summary).

Certified licenses

Experience

BETTER POCKETS FINANCIAL

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

EMPOWER FINANCIAL SERVICES, INC.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2020

Series 63

Date: 2/14/2014

SIE

Date: 10/1/2018

Series 6

Date: 1/21/2014

Current Firm

BETTER POCKETS FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BETTER POCKETS FINANCIAL

TRUST BUT VERIFY

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